Disclaimer from Sycamore Financial Group

Investment Advisory Information
Form ADV: Part 2 A&B Click Here.

Sycamore Financial Group is one of the first Corporations in Indiana to become a Certified B Corporation®. We are legally required to consider the impact of decisions on workers, customers, suppliers, the community, and the environment.

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Because electronic communications on the Internet transcend traditional state and national borders, Sycamore Financial Group cannot control access to this website. Sycamore Financial Group is fully licensed to do business in Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Nebraska, North Carolina, Ohio, and Pennsylvania. Persons living in these states are welcome to contact us for further information and should be aware that:

  • Sales may not result from an offer made within this website until such time as the securities have been registered with the state and a final prospectus, offering circular, or Form U-7 is delivered to investors before the sale is made.
  • Your state’s securities law administrator will have the licensure status and disciplinary history of a broker/dealer, investment advisor, BD agent, or IA representative.

Sycamore Financial Group is NOT licensed in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Idaho, Iowa, Kansas, Louisiana, Maine, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Dakota, Oklahoma, Oregon, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Residents of these states should be aware that:

  • No offer will be made, or securities offered, to residents living in a state where Sycamore Financial Group is not registered;
  • Offers made within this website are not directed at a specific resident of a state where Sycamore Financial Group is not registered;
  • Any order, offer to buy, or subscription for a security that is received from a resident in a state where Sycamore Financial Group is not registered will be rejected;
  • Some inquiries about offers contained within this website that originate from residents of states where we are not registered may not receive a reply.

Note: State regulations vary widely and consumers should direct specific questions to their state’s securities law administrator.